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Office of the Commissioner of Securities and Insurance
840 Helena Ave.
Helena, Montana 59601
(800) 332-6148
(406) 444-2040


Securities Department
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Securities Department

The Securities Department protects Montana investors by regulating securities transactions. The department registers securities, brokerage firms, investment advisory firms and individuals working for those firms.

NOTICE TO FINRA BROKER-DEALER FIRMS
Montana does not require audited financials.
We are a paperless state.
30-10-201(11), MCA. 

Office of the Commissioner of Securities and Insurance
840 Helena Ave.
Helena, Montana 59601
(800) 332-6148
(406) 444-2040

Contact us for further information.